M21-1 · Section V.iv.1.D

Finalizing the Rating Decision

M21-1 section V.iv.1.D. Official source text with a separately reviewed Claim Raven explanation when available.

Claim Raven wrote the explanation that follows. The original VA text appears below it, unchanged.

What this means

m21-1:V.iv.1.D explains finalizing the rating decision. In plain terms, the official guidance says retain all evidence pertinent to the rating decision in the claims folder. It also addresses do not alter any rating decision that has been signed and submitted for promulgation. When a rating decision requires correction prior to promulgation, follow the procedures outlined in M21-1, Part V, Subpart iv, 1.E.3.

How this may help with a claim

Use m21-1:V.iv.1.D when organizing evidence or checking VA's handling of finalizing the rating decision. Compare your application, supporting records, and notice with this source-specific point: Retain all evidence pertinent to the rating decision in the claims folder. Do not alter any rating decision that has been signed and submitted for promulgation. When a rating decision requires correction prior to promulgation, follow the procedures outlined in M21-1, Part V, Subpart iv, 1.E.3. Save proof of submission and identify the exact condition, exception, or missing development step before requesting correction or choosing a review option.

What to review in your file

  • Check the file against this official condition: retaining evidence
  • Confirm that the record or notice addresses this source point: V.iv.1.D.1.a. Retaining Evidence
  • Document how this stated step or exception applies: Retain all evidence pertinent to the rating decision in the claims folder.

Important limits

m21-1:V.iv.1.D explains VA guidance for finalizing the rating decision; it does not guarantee an award or replace the statutes, regulations, binding decisions, and review instructions that control an individual claim. Conditions and exceptions still matter, including this source point: Retain all evidence pertinent to the rating decision in the claims folder. Follow the guidance in the blocks below to provide copies of rating decisions in the appropriate format to applicable entities.

Search terms when useful

Phrases that may help when searching your claim file or this library.

  • Finalizing the Rating Decision
  • m21-1:V.iv.1.D
  • Finalizing Rating Decision
  • Uploading Distributing Rating Decision
  • retaining evidence
  • uploading rating decision
  • prohibition against altering signed
  • distributing Narrative section rating

Original VA guidance

The official VA text of this section

Overview

In This Section

This section contains the following topics:

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TopicTopic Name
1Uploading and Distributing the Rating Decision
2Preparing Rating Decisions for Other Entities

1. Uploading and Distributing the Rating Decision

Introduction

This topic contains information about printing/uploading and distributing the rating decision, including

  • retaining evidence
  • uploading the rating decision
  • prohibition against altering signed rating decisions, and
  • distributing the Narrative section of the rating decision.

Change Date

January 7, 2025

V.iv.1.D.1.a. Retaining Evidence

Retain all evidence pertinent to the rating decision in the claims folder.

Reference: For information on non-retention of records referring to human immunodeficiency virus (HIV) or acquired immune deficiency syndrome (AIDS), alcohol or drug abuse, or sickle cell anemia, see M21-1, Part II, Subpart ii, 2.B.3.

V.iv.1.D.1.b. Uploading the Rating Decision

The rating decision will automatically upload to the electronic claims folder (eFolder) upon finalization of the decision.

V.iv.1.D.1.c. Prohibition Against Altering Signed Rating Decisions

Do not alter any rating decision that has been signed and submitted for promulgation. When a rating decision requires correction prior to promulgation, follow the procedures outlined in M21-1, Part V, Subpart iv, 1.E.3.

V.iv.1.D.1.d. Distributing the Narrative Section of the Rating Decision

The claimant will receive the Narrative section of the rating decision with notification of the decision.

Important:

  • The Codesheet of the rating decision is intended for internal processing and should not be routinely distributed to the claimant.
  • Copies of draft decisions should not be released to the claimant, as discussed in M21-1, Part VI, Subpart i, 1.B.1.p.

References: For more information on

  • completing the rating decision narrative, see M21-1, Part V, Subpart iv, 1.A, and
  • decision notices, see M21-1, Part VI, Subpart i, 1.B.

2. Preparing Rating Decisions for Other Entities

Introduction

This topic contains information about preparing rating decisions for other entities, including

  • making copies of rating decisions
  • copies for powers of attorney (POAs), and
  • preparing rating decisions for other entities.

Change Date

January 7, 2025

V.iv.1.D.2.a. Making Copies of Rating Decisions

Whenever additional copies of the rating decision are required make appropriate entries in the COPY TO field of the Codesheet, to ensure notification of the rating decision is provided to the required entities.

Note: Follow the guidance in the blocks below to provide copies of rating decisions in the appropriate format to applicable entities.

V.iv.1.D.2.b. Copies for POAs

Unless a power of attorney (POA) has opted into electronic notification, provide the POA with a copy of the rating decision as an enclosure to the decision notice.

References: For more information on

  • providing notice of correspondence to POAs, see M21-1, Part I, Subpart i, 2.B.1.c and d, and
  • electronic notification, see the POA Electronic Notification Fact Sheet.

V.iv.1.D.2.c. Preparing Rating Decisions for Other Entities

Use the table below to find relevant references for preparing rating decisions for other entities.

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If...Then follow the relevant procedures in...
rating action is specifically requested by the Department of Veterans Affairs Insurance Center in PhiladelphiaM21-1, Part X, Subpart ii, 6.G.1.g for insurance purposes.
the Veteran is an active recipient of benefits under Chapter 31, and the rating decision effectuates one of the following outcomes: implements a final determination of service connection (SC) when only a memorandum rating decision for vocational rehabilitation purposes is otherwise of record awards entitlement to individual unemployability benefits reduces the evaluation of a service-connected disability, or severs SCM21-1, Part XIII, Subpart i, 5.B.3.g to ensure Veteran Readiness and Employment Service is provided notice of a rating decision.
the Veterans Health Administration requests a determination of SC for treatment purposesM21-1, Part XIII, Subpart i, 3.A.4.c to take the appropriate rating action.
preparing a rating decision that affects a beneficiary’s competency statusM21-1, Part X, Subpart ii, 6.