What this means
m21-5:7.G.1 explains handling vacated decisions. In plain terms, the official guidance says if the Board grants a motion for reconsideration (MFR), a motion to vacate, or a motion for revision based on clear and unmistakable error (CUE), the action has the effect of vacating the Board’s original decision(s) on the issue(s). It also addresses the Board has the authority to consider new evidence without remanding the case to the RO for initial consideration or obtaining the appellant’s waiver of the right for initial consideration by the RO.
How this may help with a claim
Use m21-5:7.G.1 to audit how VA handled handling vacated decisions. Start with the decision date, the issue being reviewed, and the evidence VA was allowed to consider, then compare the record with this rule: If the Board grants a motion for reconsideration (MFR), a motion to vacate, or a motion for revision based on clear and unmistakable error (CUE), the action has the effect of vacating the Board’s original decision(s) on the issue(s). The Board has the authority to consider new evidence without remanding the case to the RO for initial consideration or obtaining the appellant’s waiver of the right for initial consideration by the RO. Cite the exact document and page when raising a factual or procedural error, and use the review rights in the actual notice for any deadline.
What to review in your file
- Check the file against this official condition: the Board’s authority to review evidence that was not considered by the regional office (RO)
- Confirm that the record or notice addresses this source point: determining when an examination is needed for Board grants
- Document how this stated step or exception applies: handling a subsequent claim received after a Board decision
Important limits
m21-5:7.G.1 explains VA guidance for handling vacated decisions; it does not guarantee an award or replace the statutes, regulations, binding decisions, and review instructions that control an individual claim. Conditions and exceptions still matter, including this source point: If the Board grants a motion for reconsideration (MFR), a motion to vacate, or a motion for revision based on clear and unmistakable error (CUE), the action has the effect of vacating the Board’s original decision(s) on the issue(s). To determine the effective date for a grant of benefits by the Board, take the steps in the following table.
Search terms when useful
Phrases that may help when searching your claim file or this library.
- Handling Vacated Decisions
- m21-5:7.G.1
- Reviewing Processing Board Decisions
- handling Board decisions clear
- Board authority review evidence
- determining when examination needed
- reviewing claims folder implementing
- ensuring appellant received decision
Original VA guidance
The official VA text of this section
1. Reviewing and Processing Board Decisions
Introduction
This topic contains information on reviewing and processing Board decisions, including
- handling vacated decisions
- handling Board decisions on a clear and unmistakable error (CUE)
- the Board’s authority to review evidence that was not considered by the regional office (RO)
- determining when an examination is needed for Board grants
- reviewing the claims folder and/or implementing the Board decision
- ensuring the appellant received the decision
- determining the effective date for a grant of benefits by the Board
- handling a subsequent claim received after a Board decision
- subsequently raised individual unemployability (IU), and
- processing Board requests for quality assurance records.
Change Date
May 15, 2025
7.G.1.a. Handling Vacated Decisions
If the Board grants a motion for reconsideration (MFR), a motion to vacate, or a motion for revision based on clear and unmistakable error (CUE), the action has the effect of vacating the Board’s original decision(s) on the issue(s).
In this case, the legacy appeal will again stand in an “undecided status” and the Board will consider all relevant evidence received since the regional office (RO) decision. The RO will take no action to implement the vacated decision.
7.G.1.b. Handling Board Decisions on a CUE
Under 38 CFR 3.105(a), a CUE concerning a final unappealed RO decision may not be considered when the Board has reviewed the entire record of the claim and has decided to continue the denial of the previously unappealed decision.
After the Board affirms the prior denial of benefits, the claimant must receive a
- decision notice that includes a notice of appellate rights, and
- statement of the case (SOC) that includes a citation to VAOPGCPREC 14-1995.
Important: The Board has the authority to determine, on a de novo basis, whether a claim has been properly reopened, and to reverse any finding as to whether new and material evidence exists to reopen the claim.
For example: The Veteran files a claim raising allegations of CUE in a 1976 RO denial of service connection. The Veteran did not appeal the 1976 decision, and it became final. The Veteran reopened the claim in 1979 by submitting new and material evidence. The RO denied the reopened claim in 1979, and the Veteran appealed to the Board.
In 1981, the Board, after reviewing the evidence of record, denied service connection. In 1986, upon reconsideration, the Board affirmed the 1981 decision, concluding that the decision did not involve obvious error and is final. The Veteran then claimed CUE in the original, 1976, RO decision.
ROs do not have jurisdiction to review a claim of CUE in an unappealed rating decision if, following reopening of the claim, a later Board decision included a review of the entire record and affirmed the prior denial of benefits in the unappealed decision.
Reference: For more information on determining jurisdiction of CUE claims, see VAOPGCPREC 14-199 5.
7.G.1.c. Board Authority to Review Evidence That Was Not Considered by the RO
The Board has the authority to consider new evidence without remanding the case to the RO for initial consideration or obtaining the appellant’s waiver of the right for initial consideration by the RO.
Reference: For more information on the Board’s authority to consider additional evidence that was not previously considered by the RO, see
- the former 38 U.S.C. 7105(e)
- M21-5, Chapter 7, Section F, 3.b, and
- Public Law (PL) 112-154, Section 501.
7.G.1.d. Determining When an Examination Is Needed for Board Grants
When effectuating a grant of service connection (SC), the medical and lay evidence in the claims folder must be reviewed to determine if it is sufficient to establish the appropriate level of disability evaluation for the period of entitlement covered by the grant of benefits. If the evidence is not sufficient to establish a current evaluation, an adequate examination must be obtained. All evidence of record should be reviewed in the event that a staged rating is required.
Note: If the evidence of record is insufficient to establish an appropriate evaluation, service connection should be granted while the issue of evaluation is deferred for an examination, and the End Product (EP) continued.
References: For more information on
- determining when an examination is needed, see
- 38 CFR 3.159(c)(4)
- 38 CFR 3.326, and
- M21-1, Part IV, Subpart i, 2.A.1.f
- disability evaluations, see 38 CFR 4.1
- determining effective dates for Board grants, see M21-5, Chapter 7, Section G, 1.g, and
- Partial rating decisions, see M21-1, Part V, Subpart ii, 3.B.1.b.
7.G.1.e. Reviewing the Claims Folder and/or Implementing the Board Decision
When a decision has been made, the Board returns the claim to the Decision Review Operations Center (DROC) or the RO for review of the claims folder and implementation of the decision, if necessary.
Important: The assigned DROC or RO should implement the Board’s grant or partial grant of benefits in any favorable decision before initiating development of the remand.
Use the table below when reviewing the claims folder and/or implementing the Board’s decision.
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| If the Board’s decision… | Then… |
|---|---|
| awards benefit(s) | review the decision determine the effective date in accordance with M21-5, Chapter 7, Section G, 1.g, if not provided in the Board decision follow the guidance in M21-5, Chapter 7, Section G, 1.d and obtain an exam, if necessary, to determine the appropriate current evaluation; however, all evidence of record must be reviewed in the event that a staged rating is required to fully cover the entire period of entitlement issue a rating decision addressing the Board grant of benefit(s),and route the claim to the authorization activity. Note: Whenever possible, issue a partial rating decision as described in M21-1, Part V, Subpart ii, 3.B.1.c while undertaking development. |
| remands any issue(s) under appeal | follow the procedures for remand s in M21-5, Chapter 7, Section G.3. |
| refers an issue raised by the record which has not been addressed by VBA | ensure all issues are addressed and properly adjudicated. Note: Referred issues are generally discussed in the introduction paragraph of a Board decision. Reference: For more information on referrals by the Board, see 38 CFR 19.9(b). |
| denies any issue under appeal | the Board affirms a rating decision, so the VBA determination is incorporated into the Board’s decision and no action is needed by the DROC or RO. Reference: For more information on a Board decision affirming the disallowance, see 38 CFR 20.1104. |
References: For more information on
- determining when an examination is needed in a Board grant, see M21-5, Chapter 7, Section G, 1.d
- DROC jurisdiction of remanded appeals, see M21-5, Chapter 7, Section G, 3.b, and
- handling claims folders after a Board decision, see M21-5, Chapter 6, Section C, 2.
7.G.1.f. Ensuring the Appellant Received the Decision
When reviewing folders returned by the Board, ensure that the Board’s decision was mailed to the appellant’s current address.
If the decision was not mailed to the appellant’s current address
- mail a printed or photocopy of the decision to the most recent address of record
- update the appellant’s new address in
- the Veterans Appeals Control and Locator System (VACOLS)
- the Veterans Benefits Management System (VBMS), or
- Share
- annotate the decision with the new address and the date it was remailed; however,
- do not, under any circumstances, change the date stamped on the first page of the decision.
References: For more information on
- annotating a document in VBMS, see the VBMS User Guide, and
- updating an address in VBMS, see M21-1, Part II, Subpart iii, 3.B.1.b, and
- updating an address in VACOLS, see the VACOLS User Guide, Part 2.
7.G.1.g. Determining the Effective Date for a Grant of Benefits by the Board
When a Board grant does not prescribe a specific disability evaluation and/or effective date, the RO or DROC must review the appeal record and take jurisdiction of these downstream issues.
To determine the effective date for a grant of benefits by the Board, take the steps in the following table.
Note: Use the VBMS-Rating (VBMS-R) embedded Effective Date Builder tool based on the effective dates rules in 38 CFR 3.400.
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| Step | Action |
|---|---|
| 1 | Determine the period of entitlement covered by the Board decision and assign the appropriate effective date, typically the later of the date of claim, or date entitlement arose. Note: While the above represents the general rule, decision makers must determine whether any other effective date rules apply to the facts of the case. |
| 2 | Review available medical and lay evidence relevant to level of disability or other benefit entitlement requirements, from the effective date to present. |
| 3 | Consider the applicable evaluation criteria for the issue. Stage the rating appropriately by assigning one or more disability evaluations (or other ancillary entitlement(s)) based on the facts gathered in Step 2 for the period from the effective date (identified in Step 1) to present. Reference: For more information on staged ratings, see Fenderson v. West, 12 Vet.App. 119 (1999). |
References: For more information on
- effective dates of grants involving
- claims for disability compensation generally, see M21-1, Part V, Subpart ii, 4.A.1.a
- communication of an intent to file and informal claims received prior to March 24, 2015, see M21-1, Part II, Subpart iii, 2.H.1.a
- CUE, see 38 CFR 3.400(k)
- reductions in compensation under 38 CFR 3.105(e), see M21-1, Part X, Subpart ii, 4.A.1.j
- liberalizing laws or regulations, see M21- 1, Part V, Subpart ii, 4.A.1.a
- the Fully Developed Claim Program, see M21-1, Part V, Subpart ii, 4.A.1.h, and
- downstream issues, see M21-5, Chapter 7, Section A, 1.f.
7.G.1.h. Handling a Subsequent Claim Received After a Board Decision
To file a claim on the same factual basis that has been finally disallowed by the Board, a claimant must submit or identify new and relevant evidence on decisions made on or after February 19, 2019. The new and material evidentiary standard applies for those under the legacy system.
Reference: For more information on
- new and relevant evidence, see M21-1, Part II, Subpart iii, 2.B.1.e, and
- new and material evidence, see M21-5, Chapter 7, Section J, 4
7.G.1.i. Subsequently Raised IU
The Board may determine the issue of entitlement to total disability based on individual unemployability (IU) has been reasonably raised by the record and remand the case back to VBA or grant entitlement to IU.
If the Board determines that entitlement to IU has been reasonably raised by the record and issues a decision remanding or granting IU, then complete all development actions and use the table below to document the decision on IU.
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| If entitlement to IU is... | Then... |
|---|---|
| remanded | conduct all necessary development for entitlement to IU, including a request for VA Form 21-8940, Veteran's Application for Increased Compensation of Disability Based on Unemployability. when development is complete, make a decision on the issue of IU in a rating decision and provide notification to the Veteran. |
| granted | review the file to determine if the VA Form 21-8940, is already in evidence. If no, develop for a VA Form 21-8940. if VA Form 21-8940 is in evidence or upon completion of development, implement the Board's grant of IU in a rating decision and provide notification to the Veteran. Note: If the Veteran fails to complete and return VA Form 21-8940, and the evidence of record shows the Veteran is currently employed, send the remand and attach the evidence of employment to OAR Quality and Training at VBAWASOARQUALITYTRN@va.gov. OAR will review the remand and evidence and submit to the Board if necessary. If the Veteran fails to complete and return VA Form 21-8940 and there is no evidence of record showing employment, implement the Board's decision granting entitlement to IU in a rating decision, assigning the applicable effective date based on the available evidence of record. |
Reference: For more information on reasonably raised claims for IU, see
- M21-1, Part VIII, Subpart iv, 3.C.3.a, and
- Rice v. Shinseki, 22 Vet.App. 447, 451 (2009).
7.G.1.j. Processing Board Requests for Quality Assurance Records
When a remand decision requires the RO or DROC to obtain quality assurance documents, the RO or DROC must complete reasonable efforts to request from the Veterans Health Administration (VHA) any quality assurance records or documents that are relevant to the claim.
If needed, request the appellant provide sufficient information to help locate documents or records from VHA. All efforts to secure the records must be documented and associated with the claims record.
If VHA denies access to the documents on the basis that they are protected by Section 38 U.S.C. 5705(a), appeal VHA’s denial to the Office of General Counsel (OGC) under 38 CFR 17.506 within 60 days of the denial.
The final decision will be made by the General Counsel or the Deputy General Counsel. Follow the instructions in the table shown below when contacting OGC, Information Law Group.
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| If OGC concluded the documents... | Then the RO... |
|---|---|
| are protected by 38 U.S.C. 5705(a) | cannot consider the quality assurance records in adjudication of the claim. |
| are not protected by 38 U.S.C. 5705(a) | can consider the quality assurance records in adjudication of the claim. |
References: For more information on
- quality assurance documents, see M21-1, Part VIII, Subpart iv, 6.A.1.c and
- how to contact OGC Information Law Group, see OGC/VACO.