What this means
m21-5:7.F.5 explains 7.f.5.a.. In plain terms, the official guidance says evidence pertaining to the appeal received after certification of the appeal and transfer of the appellate record, must be sent directly to the Board. It also addresses if the RO receives an unrelated claim while the appellant’s claims folder is before the Board
How this may help with a claim
Use m21-5:7.F.5 to audit how VA handled 7.f.5.a.. Start with the decision date, the issue being reviewed, and the evidence VA was allowed to consider, then compare the record with this rule: Evidence pertaining to the appeal received after certification of the appeal and transfer of the appellate record, must be sent directly to the Board. If the RO receives an unrelated claim while the appellant’s claims folder is before the Board Cite the exact document and page when raising a factual or procedural error, and use the review rights in the actual notice for any deadline.
What to review in your file
- Check the file against this official condition: 5. Receiving Evidence and Changes after Certification and Transfer
- Confirm that the record or notice addresses this source point: processing mail received after transfer of the appellate record
- Document how this stated step or exception applies: receiving unrelated claims after certification and transfer
Important limits
m21-5:7.F.5 explains VA guidance for 7.f.5.a.; it does not guarantee an award or replace the statutes, regulations, binding decisions, and review instructions that control an individual claim. Conditions and exceptions still matter, including this source point: Evidence pertaining to the appeal received after certification of the appeal and transfer of the appellate record, must be sent directly to the Board. If a change of address is received after certification or transfer, ensure the address is updated in the electronic claims system and VACOLS.
Search terms when useful
Phrases that may help when searching your claim file or this library.
- 7.F.5.a.
- m21-5:7.F.5
- Receiving Evidence Changes after
- processing mail received after
- receiving unrelated claims after
- requesting temporary return paper
- receiving change address after
- guidelines changing representation after
Original VA guidance
The official VA text of this section
5. Receiving Evidence and Changes after Certification and Transfer
Introduction
This topic contains information on receiving evidence and changes after certification and transfer, including
- processing mail received after transfer of the appellate record
- receiving unrelated claims after certification and transfer
- requesting temporary return of the paper claims folder
- receiving a change of address after certification and transfer
- guidelines for changing representation after certification and transfer
- receiving a change in representation after certification and transfer
- guidelines for requesting a hearing after certification and transfer, and
- receiving a request for a hearing after certification and transfer.
Change Date
July 18, 2024
7.F.5.a. Processing Mail Received After Transfer of the Appellate Record
Evidence pertaining to the appeal received after certification of the appeal and transfer of the appellate record, must be sent directly to the Board.
Use the table below when mail is received after transfer of the appellate record to the Board.
Scroll sideways to see the full table.
| If mail is... | Then... |
|---|---|
| received as paper mail, and pertaining to an issue under Board jurisdiction | follow the procedures in M21-1, Part II, Subpart i, 1.A.2.b to package and ship the mail to the scanning vendor. |
| received in the centralized mail (CM) portal | follow the procedures in M21-1, Part II, Subpart i, 1.A.1.c. |
| supplemental service treatment records (STRs) that are pertinent to an appeal involving a paper claims folder | make copies of the STRs and place them in the temporary folder forward the original STRs to the Board, and maintain EP 699 control until the claims folder is returned. |
| FTI | follow the procedures in M21-1, Part II, Subpart i, 1.A.2.d. |
I mportant: These procedures apply (even if the Board no longer has the claims folder or jurisdiction of the appeal) to all appeals
- which have been certified and transferred to the Board appearing in either advance (ADV) or active (ACT) status in VACOLS
- with advance on docket (AOD) motions, and
- with a status of history (HIS), but the mail or evidence received indicates a motion for
- reconsideration by the Board, or
- clear and unmistakable error regarding the Board decision.
Note: Do not maintain new evidence in temporary folders when the claims folder is under jurisdiction of the Board. Package and ship all new evidence received and temporary folders for scanning into VBMS.
7.F.5.b. Receiving Unrelated Claims After Certification and Transfer
If the RO receives an unrelated claim while the appellant’s claims folder is before the Board
- place the claim under control, and
- act on it as soon as possible.
Note: CAVC has stated that undue delay on new claims will not be tolerated.
References: For more information on
- processing unrelated claims, see
- M21-1, Part II, Subpart i, 2.A.5.d, and
- Ebert v. Brown, 4 Vet.App. 434 (1993), and
- inextricably intertwined claims, see M21-5, Chapter 7, Section A.1.g.
7.F.5.c. Requesting Temporary Return of the Paper Claims Folder
When VA receives unrelated evidence, and the paper claims folder is essential to adjudication of a claim unrelated to the appeal issue
- submit a request for temporary transfer of the paper claims folder to the BVA File Transfer mailbox (identified in Outlook as “BVA File Transfer” or bva.Filetransfer@va.gov, and
- furnish
- the appellant’s name
- the appellant’s claim number
- the reason for requesting the claims folder, and
- a point of contact to whom the paper claims folder should be sent.
Result: The Board determines whether the paper claims folder can be returned to the RO. If the Board cannot return the paper claims folder immediately, it will indicate the anticipated date of return.
Note: The Board may temporarily transfer a paper claims folder to the RO for 21 days to process a pending claim unrelated to the issue(s) on appeal. If mitigating circumstances prevent a paper claims folder from being returned to the Board within this time frame, submit an extension request to the BVA File Transfer Mailbox.
7.F.5.d. Receiving a Change of Address After Certification and Transfer
If a change of address is received after certification or transfer, ensure the address is updated in the electronic claims system and VACOLS.
References: For more information on updating the appellant’s address in
- VA’s electronic systems, see M21-1, Part II, Subpart iii, 3.B.1.b, and
- VACOLS, see the VACOLS User’s Guide, Part 2.
7.F.5.e. Guidelines for Changing Representation After Certification and Transfer
An appellant may submit a request for a change in representation
- within 90 days from the mailing of notice that an appeal has been certified to the Board, or
- until the date the appellate decision is made by the Board, whichever comes first.
After this time period, the Board may permit a change in representation for good cause.
Important: The Board will determine if the request to change representatives can be accepted.
Reference: For more information on requests for change in representation, see 38 CFR 20.1304.
7.F.5.f. Receiving a Change in Representation After Certification and Transfer
If the RO receives notice of the appointment by the appellant of a new representative after certification and transfer of the appeal to the Board, send the request for a change in representation directly to the Board.
Note: If the Board approves the change in representation, the RO must
- update the appropriate electronic systems to reflect the new power of attorney code, and
- upload a copy to the eFolder or keep a photocopy for the drop file pending return of the paper claims folder, if applicable.
References: For more information on
- receiving a change in representation after certification and transfer, see 38 CFR 20.1304, and
- updating the representative in electronic systems, see
- M21-1, Part I, Subpart i, 2.B.1.g, and
- VACOLS User’s Guide, Part 2.
7.F.5.g. Guidelines for Requesting a Hearing After Certification and Transfer
An appellant may submit a request for a hearing on an appeal
- within 90 days from the mailing of notice that an appeal has been certified and transferred to the Board, or
- until the date the appellate decision is established by the Board, whichever comes first.
Note: The Board will determine if a hearing can be scheduled.
Reference: For more information on guidelines for requesting a hearing after certification and transfer, see 38 CFR 20.1305.
7.F.5.h. Receiving a Request for a Hearing After Certification and Transfer
Follow the instructions in the table below to forward requests for hearings to the Board after certification of an appeal.
Scroll sideways to see the full table.
| If the hearing request is... | Then... |
|---|---|
| received as paper mail | package and ship the mail to the scanning vendor |
| received in the CM portal | follow the procedures in M21-1, Part II, Subpart iii, 3.A.2.a. |
Reference: For more information on receiving a request for a hearing after certification and transfer, see 38 CFR 20.1305.